Friday, October 4, 2024
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London funding adviser loses authorisation



London-based funding adviser Osiris Capital Companions LLP (FRN 478159) has had its authorisation revoked by the FCA after it didn’t pay the regulator’s charges and levies.

The agency was authorised by the FCA on 19 Could 2008 and had Half 4A permission, permitting it to hold out regulated enterprise.

The permission allowed it to conduct regulated actions in relation to advising on investments, arranging offers in investments, making preparations with a view to transactions in investments, dealing in investments, and managing investments.

The FCA cancelled the agency’s permission on 2 August after it didn’t pay charges and levies of £1,553.15 which had been due for cost by 7 September 2023.

In its choice discover, the regulator mentioned if Osiris is “aggrieved by the choice” to cancel its permission it will probably make an software for an annulment of the FCA’s choice by 1 August 2025.

The FCA knowledgeable the agency in Could it will have its authorisation revoked and confirmed that in July when it failed to reply.

A Linkedin web page for the agency says it specialises in mounted revenue funding administration.

Osiris has not submitted accounts to Corporations Home since September 2021.

There have been 4 people related to the enterprise: Ian Anthony Arthur O’Connor Nouvel, Thomas Gallagher, Matthew Gallagher, and Rodney Michael Gallagher.




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